Punjab & Sind Bank announced the appointment of Ravi Gupta as Chief Compliance Officer of the Bank, with effect from March 20, 2024. According to the company’s exchange filing, “This is to inform that Sh. Ravi Gupta has been appointed as the Chief Compliance Officer of the Bank for a period of 3 years from…
Muthoot Capital Services Limited (MCSL) announced the appointment of Srikanth G Menon as Chief Compliance Officer of the company, with effect from January 23, 2024. According to the company’s exchange filing, “we wish to inform you that the Board of Directors of the Company has appointed Mr. Srikanth G Menon as the “Chief Compliance Officer”…
Non-bank lender Capri Global Capital Limited (CGCL) announced the appointment of Satish Shimpi as Chief Compliance Officer of the company, with effect from December 18, 2023. According to the company’s exchange filing, “we wish to inform that, as approved and recommended by Nomination and Remuneration Committee the Board of Directors have appointed Mr. Satish Shimpi…
Tamilnad Mercantile Bank Limited (TMB) announced the appointment of J. Sundaresh Kumar as Chief Compliance Officer of the bank, with effect from September 1, 2023. According to the bank’s exchange filing, “we wish to inform that the Board of Directors of the Bank have approved the appointment of Shri. J. Sundaresh Kumar, General Manager as…
IDFC First Bank Limited announced the appointment of Neerav Maniar as Chief Compliance Officer of the bank, with effect from August 21, 2023. According to the company’s exchange filing, “we hereby inform you that in terms of RBI Circular Ref. No. DoS.CO.PPG./SEC.02/11.01.005/2020-21 dated September 11, 2020 and basis the recommendation of the Nomination & Remuneration…
Leading independent interdealer broker OTC Global Holdings (OTCGH) announced the expansion of its Compliance department with the promotion of several employees and the addition of new hires. At the helm of the Compliance Team overhaul, Sneha Bagri will serve as Senior Vice President and Chief Compliance Officer. In her role, Bagri oversees all of OTCGH’s compliance and…
CoinSwitch, India’s largest Crypto investing company, has appointed Shiva Tadikonda as the Chief Compliance officer. The appointment is in line with the company’s continued efforts to strengthen its legal and compliance structures to create a compliant wealth-tech platform. Tadikonda brings over 35 years of expertise in Compliance, Banking, Credit Analysis, Commercial Banking, Credit Risk, and…
As part of its strategic expansion plan, Zolve, India’s first neobank providing cross-border financial services, is on a hiring spree, seeking talent for multiple positions across teams in India and the United States. The startup is currently looking for innovative and dynamic professionals to fill up the roles of Customer Support Head; Customer Support Agents;…
Global financial services provider Credit Suisse Group announced two internal appointments to the Executive Board of the company. Christine Graeff is appointed Global Head of Human Resources. She succeeds Antoinette Poschung who is retiring by the end of January 2022, entitled to her statutory retirement. Rafael Lopez Lorenzo is appointed Chief Compliance Officer. Rafael is currently Global Head of…
Novavax, a biotechnology company developing next-generation vaccines for serious infectious diseases, announced the promotion of Gale E. Smith, Ph.D., to Senior Vice President, Discovery and Pre-Clinical Research and Chief Scientist, and the appointment of Troy Morgan as Senior Vice President, Chief Compliance Officer. The company also announced that Greg Covino will be stepping down as…
ViacomCBS Inc’s top compliance official, Henry Moniz, is moving to Facebook Inc as the social media platform’s first chief compliance officer, as Facebook faces scrutiny from regulators and lawmakers, according to Reuters report. “We are pleased to confirm that Henry Moniz will be joining Facebook to lead our strategy and execution of compliance matters in…
Pioneering Ventures, a food and technology platform company based in India and Switzerland, has announced the appointment of Yashasvini Kumar as Group General Counsel and Chief Compliance Officer. Yashasvini Kumar will be based out of both Mumbai and Switzerland. Peter Ackermann, PV’s outgoing General Counsel and Chief Compliance Officer, will move to the role of…
Sandhar Technologies, a company that manufactures and distributes automobile equipment, announced the appointed of Puru Aggarwal, Chief Financial Officer of the Company as an Additional Director (Executive) of the Company, effective 06th November, 2020. Puru Aggarwal is also appointed as a Whole Time Director of the Company for a period of 5 years commencing from…
IndiaFirst Life Insurance, a Mumbai-based Indian life insurance company, announced that it has promoted Sunder Natarajan as its Chief Compliance & Risk Officer, according to ET report. Prior to this role, Natarajan served as Vice President and Head of Risk Management at the company. In his new role, Sunder Natarajan will lead Compliance, Risk Management,…
Vise, the AI-powered investment management platform built for the modern financial advisor, announced it has appointed three new senior executives to its leadership team, strengthening its foundation for continued growth and allowing the business to scale quickly. Niki Sri-Kumar joins Vise as Vice President of Product. Previously, she spent four years at Affirm, most recently…