Interactive Brokers names Nicole Yuen to the Board

Interactive Brokers Group, a low cost provider of trade execution and clearing services for individuals, advisors, proprietary trading groups, brokers and hedge funds, announced the appointment of Nicole Yuen as an independent director of the firm effective July 1, 2020.

“Nicole Yuen has deep expertise in building and managing top-ranked securities businesses in Asia and is known for her pioneering efforts in internationalizing China’s capital market,” said Thomas Peterffy, Chairman of the Board for Interactive Brokers Group. “Asia is an important and growing market for our firm, so we are particularly fortunate to have someone with Nicole’s knowledge and experience on our board.”

Prior to this role, Yuen served as Managing Director, Head of Equities – North Asia and Vice Chairman – Greater China for Credit Suisse. During her 6-year tenure, she led the build-out of Credit Suisse’s brokerage business in mainland China and oversaw the bank’s equities business in North Asia.

Prior to Credit Suisse, Yuen worked at UBS for 18 years and oversaw the firm’s equities business in Hong Kong and led the expansion of the business into mainland China. Earlier in her career, Yuen served on the China Securities Regulatory Commission Listing Committee and practiced law in the US, UK, and Hong Kong. She served as a partner at Clifford Chance and worked for Cleary Gottlieb Steen & Hamilton.

During her career in investment banking and equity capital markets, Yuen led high profile capital market fundraising transactions in the Greater China region, including the first H share, Red chip and B share listings, as well as landmark government privatizations in Hong Kong.

Yuen is active in public duties. Among others, she serves as a member of the Process Review Panel of the Hong Kong Government Securities and Futures Commission, a member of the Advisory Board of the Hong Kong Government Census and Statistics Department as well as a member of the Operations Review Committee of the Hong Kong Independent Commission Against Corruption. 

Yuen is a graduate of University of Hong Kong and Harvard Law School.

Interactive Brokers Group’s (IBG) headquarters are in Greenwich, CT. IBG has offices throughout the United States, Switzerland, Canada, Hong Kong, the United Kingdom, Australia, Hungary, Russia, India, China and Estonia.

IBLLC is a member of NYSE, FINRA, SIPC. Interactive Brokers Group brokerage affiliates are regulated by securities and commodities agencies around the world.

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